Nominee - Filing Instructions

If you purchased the publicly traded securities of Amgen during the period from April 22, 2004 through and including May 10, 2007, for the beneficial interest of any person or entity other than yourself, the Court has ordered that:

I. Nominees/Brokers That Previously Provided Names and Addresses of Beneficial Owners

If, in connection with the mailing of the Notice of Pendency, you provided Epiq with a list of names and addresses of persons and entities in the Certified Class, DO NOT re-submit those names and addresses. Copies of the Notice Packet will be forwarded to those Potential Settlement Class Members by Epiq, the Claims Administrator.

II. Nominees/Brokers That Previously Elected to Forward the Notice of Pendency

If, in connection with the mailing of the Notice of Pendency, you requested that the notices be sent to you for forwarding by you to potential Certified Class Members INSTEAD OF providing the names and addresses, you will be mailed the same number of Notice Packets as previously requested to forward to those potential Settlement Class Members. If you require a different number of copies than you requested in connection with the mailing of the Notice of Pendency, please send an email to info@AmgenSecuritiesLitigation.com and let Epiq, the Claims Administrator, know how many Claim Packets you require. The Court has ordered that you must mail the Claim Packet to the beneficial owners within seven (7) calendar days of your receipt of packets.

III. Nominees/Brokers That Neither Previously Submitted Names and Addresses nor Forwarded the Notice of Pendency

If you NEITHER previously submitted names and addresses of Certified Class Members NOR requested notices to send to Certified Class Members, as outlined above, you MUST submit a request for Claim Packets or submit the names and addresses of potential Settlement Class Members to Epiq, the Claims Administrator, no later than seven (7) calendar days from receipt of the notice. If you request copies of the Claim Packet for forwarding by you, they must be mailed to the beneficial owners within seven (7) calendar days of your receipt of the packets from Epiq, the Claims Administrator.

If you are providing a list of names and addresses to the Administrator:

  1. Compile a list of names and addresses of beneficial owners who purchased Amgen publicly traded securities during the period from April 22, 2004 through and including May 10, 2007. It is not necessary to remove duplicate names.
  2. Prepare the list in Microsoft Excel format following the “Electronic Name and Address File Layout” as provided in the cover letter you received. A preformatted spreadsheet can also be found by clicking here.
  3. Then you must do one of the following:
    1. Burn the Microsoft Excel file(s) to a CD or DVD and mail the CD or DVD to:

      In re Amgen Inc. Securities Litigation
      PO Box 4178
      Portland, OR 97208-4178

    2. Email the spreadsheet to info@AmgenSecuritiesLitigation.com
    3. Upload the spreadsheet here.

If you are mailing the Notice Packet to beneficial owners:

Request the needed number of copies of the Notice Packet via email to info@amgensecuritieslitigation.com . You must mail the Notice Packets to the beneficial owners within seven (7) calendar days of your receipt of the Claim Packets.

If you have any questions, contact the Claims Administrator at info@amgensecuritieslitigation.com or by calling (800) 462-2317.

If you are filing electronic claims:

A nominee may also submit a Proof of Claim Form on behalf of multiple clients who are beneficial owners by using the links below.

Click here to download the Proof of Claim Form.

Click here to download a properly formatted spreadsheet for submitting your transactions.

You may upload your master Proof of Claim Form and completed spreadsheet online here.

Important Dates

  • Class Period
    April 22, 2004 through May 10, 2007, inclusive
  • October 4, 2016
    Deadline to Exclude yourself from the Class
  • October 4, 2016
    Deadline to Opt Back into the Class
  • October 25, 2016 at 1:30 p.m. PST
    Settlement Hearing
  • December 23, 2016
    Deadline to Submit a Proof of Claim Form